“Consider
your origin: you were not made to live like brutes, but to follow virtue and
knowledge”
“Until philosophers are kings, or the kings and princes of this world
have the spirit and power of philosophy, and political greatness and wisdom
meet in one, and those commoner natures who pursue either to the exclusion of
the other are compelled to stand aside, cities will never have rest from their
evils, – nor the human race, as I believe,– and then only will this our State
have a possibility of life and behold the light of day.”
Plato, “Republic”[ii]
Knowledge is power. This has always
been true, since our pre-human ancestors first learned how fashion crude tools.
In modern society, this is truer than ever. As the Economist points out in a
brilliant 2006 article, “the success of advanced economies is increasingly
dependent not on their physical capital but on their capacity to mobilise their
citizens' brainpower[iii]”.
Leadership in science and technology leads to economic and even military
strength. Large scale data analytics provide unprecedented insights in every
field, from economics to health care to biology.
There are only two kinds of
knowledge: 1) Knowledge we possess and 2) Knowledge we don’t possess yet. The
first kind is a readily available source of invaluable insights that can be
gathered using data mining and pattern-seeking algorithms. This requires
mathematicians, statisticians and computer scientists. The second kind can only
be gathered through the scientific method. This requires scientific research
and experimental scientists. Applying new knowledge and insights from existing
knowledge requires creative inventors in every field, from engineers to
physicians. Describing new knowledge to the public and thinking through its
possible consequences requires talented writers, journalists, philosophers,
ethicists as well as film-makers and visual artists. All these professions,
which are increasingly interconnected in large cooperative networks, are the
engine of progress. Their practitioners are intellectuals, and they are as
unpopular as they are indispensable, particularly in the United States. These people
make up the “intellectual elite”, which for reasons we’ll explore below is also
a “meritocratic elite”. Before we dwell on the reasons why large segments of
the public revile intellectuals, let’s take a deeper look at the two quotes
that open this post.
Dante’s Divina Commedia places Ulysses
is placed in the Inferno (Hell) because of his treachery that led to victory in
the Trojan war, and because of his inquisitiveness that left no stones unturned.
Yet, Dante shows sympathy for this character, and describes his unquenchable
thirst for knowledge. To encourage his companions to sail beyond familiar
waters into the unknown, he reminds of their “origins”, and tells them that
humans were made to pursue virtue and
knowledge. The implication here is that without knowledge, virtue is not
enough. In the late Middle Ages, this was an absolutely revolutionary
statement. It is one of the first expressions of the movement that became the
Renaissance, spurring people to explore the unknown and not to be content with
recycled old wisdom. I don’t have Dante’s literary talent, but with the benefit
of living in the era of evolutionary biology, I would paraphrase his memorable
verse as follows: “Consider your evolutionary origin. You evolved as a social
species that depends on gathering knowledge. Go forth and explore, so that you
can learn more about life and how to make the world better”.
Plato’s quote, from the 4th
century BC and thus far more ancient than Dante’s, is even more revolutionary.
It specifically states that kings and princes must be philosophers. In other
words, no one should be allowed to handle political power without being trained
in philosophy. Just how groundbreaking a statement this was becomes clear when
we understand what Plato meant by philosophy. He didn’t mean “soft” science. He
considered it a foregone conclusion that rulers must have knowledge in military
theory, economics, law and politics. By “philosophy”, he meant higher mathematics. In ancient Greece,
there was no distinction between philosophers and scientists. Pythagoras,
Thales, Euclid and Plato himself were superb mathematicians. Euclid almost single-handedly
created all the geometry that modern high school students learn in the 21st
century, which is all the geometry most humans ever learn. Archimedes of
Syracuse laid the foundations of fluid dynamics and differential calculus,
centuries before Newton and Leibniz. Democritus formulated the first atomic
theory of matter. These people were all considered “philosophers”. Plato wanted
political leaders to be trained in the mathematical
sciences, because only through such training he believed it’s possible to
access ultimate realities. He was explicitly calling for intellectual elites to
be in charge.
Making allowances for historical
differences between modern and Greek science, I agree with his point in the
sense that scientific illiteracy is a major weakness in any elected official,
unless they rely on expert advisors. Especially today, when momentous decisions
on topics like conservation, alternative energies, health care and disease
prevention must be made, such decisions should not be made by people who do not
understand the scientific method and have no subject matter expertise. Statistics,
for example, is essential to understand aggregate data from climate science as
well as population sciences. As President Obama aptly put it, “Ignorance is not
a virtue”[iv].
Today more than ever, humanity
faces complex problems that don’t have simpleminded, easy solutions.
Intelligence and education is what we desperately need to solve them.
And yet, over two thirds of
Americans don’t complete college degrees. Only 32.5% of Americans complete a
bachelor’s degree, compared to 38.7% of Western Europeans and a whopping 54% of
Russians. An even smaller fraction of Americans (12%) hold an advanced degree
(M.A., M.S., Ph.D., M.D., Pharm.D. etc.). Of these, more than half are foreign-born [v].
In 2014, the U.S. ranked 19th out of 28 OECD countries in
educational attainment. In 1995, it ranked first. Educational attainment
correlates with health, engagement in society, trust in the institutions and
economic mobility[vi]. Add
to this the fact that the quality of a high school education is very uneven
countrywide, and the picture that emerges is that of a society in which vast
swaths of the population are insufficiently educated to think critically about
key issues. This may explain the wide diffusion of implausible conspiracy
theories and urban myths, which influence the judgment of voters[vii].
What this means in practice is that some 68.5%
of Americans are nearly completely cut off from opportunities for economic
mobility. Understandably, this segment of the population is growing
increasingly resentful, particularly because populist propaganda fans the
flames of this resentment without offering realistic solutions. One might argue
that a few exceptionally talented college dropouts go on to become
billionaires. Or one might cite the example of Abraham Lincoln, who was
self-taught, but exceptionally well educated. That these people were probably so exceptionally intelligent and/or driven that
they didn’t even need formal instruction. But these individuals are the exceptions,
not the rule. Today, the vast majority of people who don’t hold advanced
degrees have very little hope of achieving “the American Dream”. This is dramatically
different from the reality of the 1950s.
The 32.5% of Americans who are
college-educated, and especially the 12% who hold higher degrees, make up the
“intellectual elite” in the eyes of the vast majority of Americans who didn’t
complete advanced degrees. Although it’s impossible to generalize and there are
exceptions, these people tend to be: 1) highly mobile and based in urban areas,
because they generally work for high-tech companies, biotech and pharmaceutical
companies, academic centers, health science centers, major law firms etc.; 2)
cosmopolitan, since over half of those holding a terminal degree are
foreign-born, and a significant fraction are first-generation. Moreover,
frequent international travel is part of their professional experience; 3) either
not religious or not intolerant of other cultures and religions, as their work
environments are multinational and multicultural; 4) open-minded and not very
sensitive to populist propaganda, since their professions require critical
thinking skills. As a group, the “intellectual elite” are not nearly as wealthy
as the plutocratic elite, but they are certainly better off than average middle
class Americans. This makes them a “meritocratic elite”, which is sought after
by companies and higher learning institutions[viii].
Because of their education and
their work experiences, these individuals are less likely to embrace bigotry,
racism or religious intolerance, and they tend to be politically progressive.
Yet, they are regarded with suspicion, mistrust or downright hostility by many working
class, traditionalist Americans. I am not aware of a scientific study of the
attitudes of intellectuals towards working class Americans, but decades of life
experience in this group tell me that most highly educated Americans, whether
native-born or foreign-born, do not look down upon their less educated
compatriots. On the contrary, they tend to embrace progressive, inclusive
politics and to favor a broadening of higher education opportunities. This
famous quote by Harvard evolutionary biologist Stephen Jay Gould summarizes the
attitude I have observed to be most common among American intellectuals: “I am,
somehow, less interested in the weight and convolutions of Einstein’s brain
than in the near certainty that people of equal talent have lived and died in
cotton fields and sweatshops.”[ix]
As a group, intellectuals are not nearly as elitist as they are accused of
being, and they are certainly less elitists than plutocrats in their political
attitudes.
And yet, a vast communication chasm
exists between urban and coastal intellectuals and heartland-dwelling working
class America. There are several reasons for this. Religion is one of them.
Someone like Stephen Jay Gould would have been looked upon with mistrust by
many Americans simply because he was an evolutionary
biologist. Until very recently, over 40% of Americans still believed that
God created the world and humans in their present form less than 10,000 years
ago. This is in sharp contrast with the rest of the developed world. Only in
2015 did the fraction of Americans believing in creationism finally drop below
the fraction who accept evolution[x],
but this means that there remain over 120 million people in this country who
believe the biblical creation myths to be literally true. Most of these people
live in the heartland and don’t hold higher education degrees (see “A Tale of
Many Elitisms, Part 1”). Bigotry and xenophobia are additional, related reasons
for resentment against intellectuals. As we have seen above, over half of
highly educated Americans are foreign-born (Asian, European and African). Many
more are first-generation. A personal
acquaintance will serve as a representative example of what is a fairly typical
story. This person came to the US as a junior scientist, and eventually became
a citizen. Through hard work and talent, this individual became one of the top
scientists in the world in his field. His sons are a highly successful
physician and a deputy Attorney General respectively, both in East Coast
states. All are Democrats. On the face of it, this sounds like a good old
American success story. Hard work and risk-taking paid off. Except, the
protagonist is neither white nor Christian, and his life experience is
completely different from that of typical, native-born, God-fearing Americans
living in the heartland.
These "elite" immigrants don’t come
into this country to pick vegetables or work in sweatshops like so many previous
immigrant groups who had to work their way up the ladder of American society.
They are invited to come into Ivy League universities or high-tech companies,
where they bring highly valuable skills. While very few are truly wealthy, they
do generally earn better wages than millions of working class Americans who
grew up thinking of themselves as the number 1 people on Earth. Is it so
surprising that these success stories inspire resentment among white working
class Americans, rather than admiration and respect?
Meritocracy sounds good in theory, and most Americans like to believe that hard work and talent pay off. In reality, the intellectual professions are perhaps the last bastion of meritocracy in American society, since there exist reasonably reliable measures of intellectual productivity. For everyone else, upward mobility through hard work is much less likely than they think[xi],[xii]. Intellectual meritocracy is unpopular both on the extreme right and the extreme left of the political spectrum. Conservatives fear intellectuals because of their independence and progressive leanings. Liberals dislike an emphasis on talent and competitiveness in favor of complete egalitarianism. However, to quote the Economist: “The rise of a global meritocracy offers all sorts of benefits, from higher growth in productivity to faster scientific progress. It can boost social mobility and allow all sorts of weird and wonderful talents to bloom. The talent wars may be a source of trepidation for companies and countries. But they should also be a cause for celebration” [xiii]. The same article argues correctly that for these benefits to materialize without an anti-intellectual backlash, progressive political measures must be implemented, including progressive taxation and a broadening of educational opportunities, so that more of the population can gain access to a level meritocratic playing field. Most intellectuals understand this, and that this is one reason for their progressive political leanings. However, intellectuals must learn to communicate effectively with anti-intellectuals in order to make their case.
Meritocracy sounds good in theory, and most Americans like to believe that hard work and talent pay off. In reality, the intellectual professions are perhaps the last bastion of meritocracy in American society, since there exist reasonably reliable measures of intellectual productivity. For everyone else, upward mobility through hard work is much less likely than they think[xi],[xii]. Intellectual meritocracy is unpopular both on the extreme right and the extreme left of the political spectrum. Conservatives fear intellectuals because of their independence and progressive leanings. Liberals dislike an emphasis on talent and competitiveness in favor of complete egalitarianism. However, to quote the Economist: “The rise of a global meritocracy offers all sorts of benefits, from higher growth in productivity to faster scientific progress. It can boost social mobility and allow all sorts of weird and wonderful talents to bloom. The talent wars may be a source of trepidation for companies and countries. But they should also be a cause for celebration” [xiii]. The same article argues correctly that for these benefits to materialize without an anti-intellectual backlash, progressive political measures must be implemented, including progressive taxation and a broadening of educational opportunities, so that more of the population can gain access to a level meritocratic playing field. Most intellectuals understand this, and that this is one reason for their progressive political leanings. However, intellectuals must learn to communicate effectively with anti-intellectuals in order to make their case.
Anti-intellectualism has always
been a feature of American culture, and it’s worsening as the knowledge gap
between the highly educated and the rest of the country widens. Over the past
few decades, scientific and technological progress has accelerated
dramatically, but the knowledge of the average high school graduate has not
kept pace with it. As Alex Berezow wrote in June 2016 “As a society, we
never grew up beyond high school. Not being smart continues to be cool.
Rejecting the collective wisdom of scientists, economists, academics, and
journalists is applauded. Spurning the "establishment" (defined, it
seems, as anybody with expertise on any subject) has become the new national
pastime…[xiv].
Berezow lists among possible reasons for rising anti-intellectualism the “democratization
of information” through the internet and the politicization of debates, which
tends to cause facts to be overshadowed by opinions and personal attacks. In
fact, the wide availability of internet memes, factoids, distorted facts and
intentional lies can give someone the impression that an internet connection
can replace a formal education, and that with a little research online everyone
can become an expert in their chosen fields. Unfortunately, just as they
grossly underestimate the extent of economic inequality, many Americans also seriously
underestimate the extent of educational inequality. To put it bluntly, they
don’t know just how much they don’t know. This can have grave consequences when
health care decisions are made without the benefit of medical expertise or when
the over 12,000 peer-reviewed papers showing evidence of climate change
published to date can be ignored based on biased, blatant disinformation put
forth by special interests.
Intellectuals are caricatured by
populists as ivory tower eggheads whose “book knowledge” is useless, and who
are out of touch with “the real world”. While a few ivory tower academicians still
exist, “book knowledge”, that is actual subject matter expertise, is not only
useful but indispensable to solve the complex global problems we face. Even
more importantly, the scientific method and critical thinking habits are
indispensable to analyze the knowledge that we gather and make decisions based
on it. Far from being isolated in an ivory tower, as a group, highly educated
people are more likely than average to be engaged in public discourse [xv]
and be informed about world problems with a global, long-term perspective.
The cultural differences between
intellectuals and anti-intellectuals are real. These two tribes do need to get
to know each other better, and they need to communicate more effectively rather
than viewing each other through the prism of stereotypes. However, a complete cultural
integration of modern intellectuals within an old-fashioned, traditionalist American
society model would be difficult. A Chinese-born computer scientist or a
German-born molecular biologist are not likely to turn into creationist Bible
thumpers, and they would find it difficult to adapt to life outside of the
urban and coastal enclaves they inhabit. Rural American rituals like Wednesday
evening worship, Friday night high school football, deer hunting camps etc. are
not likely to hold any interest for them. On the other hand, the only way to
dispel stereotypes about intellectual elitism is to learn how to communicate
effectively with people who are not inclined to listen. It isn’t easy, but it’s
necessary.
Above all, intellectuals must be
able to demonstrate their humanity and articulate the fact that they pursue
knowledge in order to leave a better world for their children, not simply to
satisfy idle curiosities.
In order to solve the real problems
facing us, collective decision making must be based on accurate data.
Representative democracies work well only when voters are sufficiently well
informed, have access to accurate information and have the ability to process
this information rationally. This includes learning and using critical thinking
and listening to subject matter experts, particularly when there is a broad
consensus among them.
Intellectuals are not the enemy of
working class Americans, nor are they an irrelevant elite. Their work is the
best hope we have for a better future for humanity and the planet. However, how
much good they are allowed to do will critically depend on how effectively they
interact with other constituencies in society. The final post in this series
will explore the political interplay between “elites” and the possible outcomes
of these interactions.
[ii] http://faculty.smcm.edu/jwschroeder/Web/ETHR1002/Global_Jutice_Readings_files/3.PlatoRepblic.pdf
[iv] http://www.telegraph.co.uk/news/2016/05/15/barack-obama-mocks-donald-trump-ignorance-is-not-a-virtue/
[vii] https://www.washingtonpost.com/news/rampage/wp/2016/12/28/americans-especially-but-not-exclusively-trump-voters-believe-crazy-wrong-things/?utm_term=.7bfa614e2f5f
[x] http://www.slate.com/articles/health_and_science/science/2015/11/polls_americans_believe_in_evolution_less_in_creationism.html
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